Compliance Management Systems 

Learning outcomes

After successful completion of this course, you will understand:

• how to identify your organisation’s compliance risks in accordance with ISO 37301:2021   
• how to evaluate your organisation’s compliance risks in accordance with ISO 37301:2021
• basic compliance management concepts, definitions, and approaches, including the organisation and its context, the commitment required from top management
• how to establish effective reporting processes
• controlling documented information
• controlling nonconformities
• conducting corrective actions 

Course content

Topics we cover include:

Compliance 101

• What is “compliance”?
• What makes a healthy organisation?
• High Level Structure 
• What is a management system?
• What is compliance?

ISO 37301:2021 Compliance Management Systems Standard 

• Understanding organisational context
• Governance principles 
• Compliance requirements and commitments 
• Identification of risks 
• Risk framework review 
• Leadership and commitment 
• Roles, responsibilities and authorities 
• Compliance functions 
• Organisational structure
• Planning – actions and objectives
• Support  – resources
• Competence and training
• Compliance culture 
• Operation – planning, controls and procedures
• Outsourced processes
• Performance evaluation – monitoring
• Information and root cause analysis
• Barriers to effective reporting 
• Management review 
• Improvement – non conformities, noncompliance, corrective actions

Qualification

There are no qualifications with this course. You will receive a Certificate of Attendance. 

This course has the equivalent of 16 Continuing Professional Development (CPD) points.

Prerequisites

There are no prerequisites for this course.

Assessment

There is no formal assessment as part of this workshop, however, you will go through several practice tasks and workshops to demonstrate the application of the risk management theory and principles. The structure of the workshop will aid in your understanding, providing the opportunity to ask questions and partake in group discussions.You will receive continual assistance and feedback from the trainer and are given anecdotal examples of real world audit situations.

No homework or take-home assessment. 

Who should attend

The course will introduce anyone to the compliance management framework and approach. It is suitable for those without, or with limited to moderate experience in compliance management and are looking to ensure industry best practice is applied consistently. Particularly:

• leadership and management positions in all industries who would benefit from learning a robust compliance management approach to improve their own organisation’s practices,
• project managers will better understand why we manage compliance and how it can translate to their projects to deliver better outcomes, and
• line management and process owners will understand what compliance management is, and why it’s important in their role to identify and manage compliance.

How to enrol

RTP offers a streamlined enrolment process – either enrol directly into your course online, or call us on 1300 95 96 92 to enrol over the phone.

Discounts for multiple attendees are available – Please call us to find out what discounts can be applied.

How to pay

We offer a variety of payment methods:

• Direct debit
• Credit card
• Cheque
• Payment plans

Payment plans

We are able to arrange flexible payment plans on an individual basis. Please be aware that your certificate will be held until full payment has been received.

Delivery

In-house – Face-to-face or virtual

In-house training can provide a cost-effective training solution for organisations with a number of staff who require training. We can also customise a course to suit your own individual needs, and include your own audit documentation. Call us on 1300 95 96 92 or complete the form below to request a quote. 

Request an In-house quote