Key details

Cost: In House Delivery

Duration: 2 Days

CPD Points: 16

About the course

Our 2-day Compliance Management Systems training course will provide you with knowledge of the principles that underpin the success of any compliance management framework. We break down key concepts related to effective compliance management including compliance requirements and commitments, risk framework review, leadership, organisational structure, and monitoring and analysis.

ISO 37301:2021 provides requirements and guidelines for establishing, developing, implementing, evaluating, maintaining and improving an organisation’s compliance management system. 

This standard can be applied to any size and type of organisation, regardless of the nature of their activities. It allows the organisation to establish and maintain a culture of compliance. 

You will demonstrate your knowledge gained through activities and scenarios, applying your knowledge with continual feedback from compliance professionals. Our trainers provide real-world case studies, drawing on their experiences to demonstrate its application and business value. Gain access to industry professionals and leave the workshop with a pragmatic approach to compliance from RTP – a global brand in compliance management.

Please note this course is offered In-house only for 6 participants or more.

Our training is different because

No homework or take-home assessment.

Internationally recognised courses.

Trainers are practising risk professionals.

All learning materials and refreshments provided.

Certificates are issued promptly upon the completion of the course.

We never cancel a course - enrol with confidence.

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Course overview

Learning outcomes

After successful completion of this course, you will understand:

  • how to identify your organisation’s compliance risks in accordance with ISO 37301:2021   
  • how to evaluate your organisation’s compliance risks in accordance with ISO 37301:2021
  • basic compliance management concepts, definitions, and approaches, including the organisation and its context, the commitment required from top management
  • how to establish effective reporting processes
  • controlling documented information
  • controlling nonconformities
  • conducting corrective actions 

 

Course content

Topics we cover include:

Compliance 101
  • What is “compliance”?
  • What makes a healthy organisation?
  • High Level Structure 
  • What is a management system?
  • What is compliance?
ISO 37301:2021 Compliance Management Systems Standard 
  • Understanding organisational context
  • Governance principles 
  • Compliance requirements and commitments 
  • Identification of risks 
  • Risk framework review 
  • Leadership and commitment 
  • Roles, responsibilities and authorities 
  • Compliance functions 
  • Organisational structure
  • Planning – actions and objectives
  • Support  – resources
  • Competence and training
  • Compliance culture 
  • Operation – planning, controls and procedures
  • Outsourced processes
  • Performance evaluation – monitoring
  • Information and root cause analysis
  • Barriers to effective reporting 
  • Management review 
  • Improvement – non conformities, noncompliance, corrective actions

Qualification

There are no qualifications with this course. You will receive a Certificate of Attendance. 

This course has the equivalent of 16 Continuing Professional Development (CPD) points.

Prerequisites

There are no prerequisites for this course.

Assessment

There is no formal assessment as part of this workshop, however, you will go through several practice tasks and workshops to demonstrate the application of the risk management theory and principles. The structure of the workshop will aid in your understanding, providing the opportunity to ask questions and partake in group discussions.You will receive continual assistance and feedback from the trainer and are given anecdotal examples of real world audit situations.

No homework or take-home assessment. 

Who should attend

The course will introduce anyone to the compliance management framework and approach. It is suitable for those without, or with limited to moderate experience in compliance management and are looking to ensure industry best practice is applied consistently. Particularly:

  • leadership and management positions in all industries who would benefit from learning a robust compliance management approach to improve their own organisation’s practices,
  • project managers will better understand why we manage compliance and how it can translate to their projects to deliver better outcomes, and
  • line management and process owners will understand what compliance management is, and why it’s important in their role to identify and manage compliance.

 

How to enrol

RTP offers a streamlined enrolment process – either enrol directly into your course online, or call us on 1300 95 96 92 to enrol over the phone.

Discounts for multiple attendees are available – Please call us to find out what discounts can be applied.

How to pay

We offer a variety of payment methods:

  • Direct debit
  • Credit card
  • Cheque
  • Payment plans

Payment plans

We are able to arrange flexible payment plans on an individual basis. Please be aware that your certificate will be held until full payment has been received.

Delivery

In-house – Face-to-face or virtual

In-house training can provide a cost-effective training solution for organisations with a number of staff who require training. We can also customise a course to suit your own individual needs, and include your own audit documentation. Call us on 1300 95 96 92 or complete the form below to request a quote. 

Request an In-house quote

Training Course Locations

Risk Training Professionals

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Course Dates

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“The virtual classroom coupled with an enthusiastic trainer made the course easy to run through and as good as any face to face courses I have ever attended.”

It was evident that the trainer had significant industry related experience in auditing. They were able to reinforce learnings and keep us interested by integrating their experiences into the course with relevant and engaging real world examples.

Course was enjoyable and I like the fact that we’re given a copy of the each of the Standards!

Honestly thought it was gonna be boring. I was very wrong! Very engaging and informative. Loved all 5 days and will be back for more courses!

Really enjoyed the training. What could be a very stale topic was delivered in a very engaging and detailed way. I particularly enjoyed the conversational delivery of the content and the practical activities were challenging and well presented. The catering was great too.

Need help finding a course?

Speak directly with a member of the RTP team to decide which course is right for you.

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